Showing posts with label Procedure For Registration Of Trademarks In India. Show all posts
Showing posts with label Procedure For Registration Of Trademarks In India. Show all posts

Saturday, May 5, 2012

Examination Of Trade Mark Applications Under Indian Trademark Law

Perry4Law and Perry4Law Techno Legal Base (PTLB) have already discussed the required documents and formalities for trademark registration in India. The trademark law of India is incorporated in the Trade Marks Act 1999 and the procedure for registration of trademarks in India is governed by the same.

In this article Perry4Law and PTLB would discuss the process of examination of trademark applications under the Trade Marks act 1999. Once the data entry (including scanning and Vienna codification of non-text trademarks) of application for registration of a trademark is complete the same is sent for examination.

The Examination of Trade Mark application by the Examiner must ensure that the applicant has complied with:

(1) Filing requirements governed by procedure prescribed under the Trade Marks Act and Trade Marks Rules.

(2) Substantive requirements for registrability of the mark

The Examiner must pay a special attention to ascertain:

(1) Whether the application has been filed in the manner as prescribed in the Trade Marks Rules 2002.

(2) Whether any same/similar mark in respect of same/similar goods/services is there on record

(3) Whether the trademark applied for registration can be accepted for registration under the Trade Marks Act 1999

(4) Whether any restriction, condition or limitation is required to be imposed.

The Examiner doing the examination work will give a consolidated “Examination Report” mentioning the objections (if any) as to the acceptance of application for registration; or as the case may be, forward a proposal to accept the application with or without any restriction, condition or limitation on the use of trademark.

A computer generated “Search Report” short listing conflicting marks on record will be attached with the Examination Report. The examiner will mention all existing deficiencies in the application and will raise all applicable objections to the acceptance of application for registration of trademark. The applicant or its authorised agent is required to respond to the examiner’s objection(s) within a period of one month from the date of receipt of Examination Report. The reply to the Examination Report together with evidence of use of the trademark in India and other documents attached with the reply will be duly considered. In case the objections cannot be waived an opportunity of a Hearing will be given to the applicant. The application will thereafter be accepted with or without any restriction, condition or limitation on the use of trademark; or as the case may be, it will be refused for registration. The decision as to acceptance or refusal of the application will be communicated to the applicant. The accepted application will thereafter be advertised in the Trade Mark Journal.

The examination of trade marks for acceptability under the Trade Marks Act 1999 must be by reference to the provisions of that Act and Rules framed there under taking into account the established practice of the Registry and the law as laid down or endorsed by the Intellectual Property Appellate Board (IPAB) and by Courts in India which is binding on the Registrar.

Section 91 of the Trade Marks Act, provides for an appeal against an order or decision of the Registrar to the Intellectual Property Appellate Board (IPAB). In some cases, parties may also invoke the writ jurisdiction of High Courts. It is obvious, therefore, that whenever the Registrar or any officer acting for him passes an order as a tribunal under the Act it should be a reasoned and a speaking order. [See Rule 40 of Trade Marks Rules, 2002].

Procedure For Registration Of Trademarks In India

In this article Perry4Law and Perry4Law Techno Legal Base (PTLB) would discuss the required documents and formalities for trademark registration in India. The trademark law of India is incorporated in the Trade Marks Act 1999.

Applications for registration of trade marks are to be filed in the prescribed manner. Any person claiming to be the proprietor of a trade mark used or proposed to be used by him, who is desirous of registering it, shall apply in writing to the Registrar in the prescribed manner for the registration of his trade mark.

An application to the Registrar for the registration of a trade mark shall be signed by the applicant or his agent. An application to register a trade mark for a specification of goods or services included in any one class shall be made in Form TM-1. An application to register a trade mark for a specification of goods or services included in any one class from a convention country shall be made in Form TM-2. A single application for the registration of a trade mark for different classes of goods or services from convention country shall be made in Form TM-52. An application to register a textile trade mark (other than a collective mark or a certification trade mark) consisting exclusively of numerals or letters or any combination thereof for a specification of goods included in one item of the Fifth Schedule shall be made in Form TM-22. An application to register of a textile trade mark other than a collective mark or a certification trade mark) consisting exclusively of numerals or letters or any combination thereof for a specification of goods included in one item of the Fifth Schedule from a convention country under shall be made in form TM-45.

An application to register a collective trade mark for a specification of goods or services in any one class shall be made in Form TM-3. An application to register a collective trade mark for a specification of goods or services in any one class from a convention country shall be made in Form Tm-64. An application under section 71 to register a certification trade mark for a specification of goods or services included in any one class shall be made in form TM-4. An application under section 71 to register a certification trade mark for a specification of goods or services in any one class from a convention country shall be made in Form TM-65. A single application for the registration of a trade mark for different classes of goods or services shall be made in Form TM-51.

An application to register a series trade marks for a specification of goods or services included in a class or for different classes shall be made in form TM-8. An application to register a series trade mark for a specification of goods or services included in a class or different classes from a convention country shall be made in Form TM-37.

An application for the registration of a trade mark for goods or services shall -

(a) Explain with sufficient precision, a description by words, of the trade mark if necessary, to determine the right of the application;

(b) Be able to depict the graphical representation of the trade mark;

(c) Be considered as a three dimensional trade mark only if the application contains a statement to that effect;

(d) Be considered as a trade mark consisting of a combination of colours only if the application contains a statement to that effect;

An amendment to divide an application under proviso to section 22 shall be made in Form TM-53. An application, not being a series trade mark shall be in respect of one trade mark only for as many class or classes of goods or services as may be made. In the case of an application for registration in respect of all the goods or services included in a class or of a large variety of goods or services in a class, the Registrar may refuse to accept the application unless he is satisfied that the specification is justified by the use of the mark which the applicant has made or intends to make if and when it is registered.

The specification of goods or services shall not ordinarily exceed five hundred characters for each class. An excess space fee as prescribed in the First Schedule is payable with each application in Form TM-61.

A single application for the registration of a collective mark -

(a) In different classes shall be made in Form TM-66;

(b) In different classes from a convention country shall be made in Form TM-67.

A single application for the registration of certification trade mark –

(a) In different classes shall be made in form TM-68;

(b) In different classes from a convention country shall be made in Form TM-69.

Where an applicant files a single application for more classes than one and the Registrar determines that the goods or services applied for fall in class or classes in addition to those applied for, the applicant may restrict the specification of goods or services to the class applied for or amend the application to add additional class or classes on payment of the appropriate class fee and the divisional fee. The new class created through a division retains the benefit of the original filing date or in the case of an application from a convention country the convention application date provided the claim was otherwise properly asserted in the initial application.

An application to register a trade mark shall, unless the trade mark is proposed to be used, contain a statement of the period during which, and the person by whom it has been used in respect of the goods or services mentioned in the application. The Registrar may require the applicant to file an affidavit testifying to such user with exhibits showing the mark as used.
Every application for registration of a trade mark shall, except as hereinafter provided, be made in triplicate and shall be accompanied by five additional representations of the mark. The representations of the mark on the application and each of its copies and the additional representations shall correspond exactly with one another. The additional representations shall in all cases be noted with the specification and class or classes of goods or services for which registration is sought, the name and address of the applicant, together with the name and address of his agent, if any, the period of use, if any, and such other particulars as may from time to time be required by the Registrar and shall be signed by the applicant or his agent.

At any time before the publication of the application in the journal, the applicant may request in Form TM-53 for the division of the application into separate application or applications, as the case may be, in respect of one or more marks in that series and the Registrar shall, if he is satisfied with the division requested conforms with sub-section (3) of section 15, divide the application or applications accordingly.

Where the name or description of any goods or services appears on a trade mark, the Registrar may refuse to register such mark in respect of any goods or services other than the goods or services so named or described. Where the name or description of any goods or services appear on a trade mark, which name or description in use varies, the Registrar may permit the registration of the mark for those and other goods or services on the applicant giving an undertaking that the name or description will be varied when the trade mark is used upon goods or services covered by the specification other than the named or described goods or services. The undertaking so given shall be included in the advertisement of the application in the Journal under Section 20.

A trade mark application is to be filed at the “appropriate office” of the Registry within whose territorial limits, the principal place of business in India of the applicant is situate. In the case of joint applicants, the principal place of business in India of the applicant will be that of the person whose name is first mentioned as having a place of business. If the applicant has no principal place of business in India, he should file the application at that office within whose territorial jurisdiction, the address for service in India given by him is located. No change in the principal place of business in India or in the address for service in India shall affect the jurisdiction of the appropriate office once entered.

Where the trade mark contains a word or words in scripts other than Hindi or English, a transliteration and translation of each word in English or in Hindi should be given indicating the language to which the word belongs, at the time of filing the application to facilitate completion of data entry at the initial stage itself. An endorsement must be entered on the Register for all trade marks containing words in a language other than English/Hindi and/or characters other than Roman/Devnagiri characters Where an applicant has given the translation/transliteration, an endorsement will be entered on the system. Where no translation/transliteration has been provided, the Examiner should request one and enter the appropriate endorsement on the system when the information has been received. Where Chinese or Japanese characters appear in the trade mark the applicant should be requested to provide their transliteration in the Pinyin system in the case of Chinese characters and the Hepburn system in the case of Japanese characters as per UK practice.

Section 15 (3) makes provision for registration of trade mark as series in respect of the same or similar goods /services where the marks, while resembling each other in the material particulars thereof and yet differ in respect of -

(1) Statement of goods or services in relation to which they are respectively used or proposed to be used; or

(2) Statement of number, price, quality or names of places; or

(3) Other matter of a non-distinctive character which does not substantially affect the identity of the trade mark; or

(4) Colour

It is an essential condition of registration that the differences in the “series marks” should be only in respect of non-distinctive matters, such as size, (8 ½” size), description of the goods, (bleached, khaki shades etc), price, quality etc. To qualify for registration as series, the mark should resemble each other in the material particulars but differ only in matters of non-distinctive characters which do not substantially affect or alter the identity of the mark. The test is NOT simply whether the marks in the series would be regarded as confusingly similar to each other if used by unrelated undertakings. Any variation in the non-distinctive features in the marks must leave the visual, aural and conceptual identity of each of the trade marks substantially the same.

Further, it is not enough for marks to share the same conceptual identity if there are substantial differences in the visual or aural identities of the marks. The matter must be assessed by reference to the likely reaction to the marks of an average consumer of the goods/services in question.

Wednesday, July 6, 2011

Trade Mark Registrations In India-A Practical Guide

Trade Mark registrations in India form an integral component of any Corporate Brand Development and Management Policy. The same becomes more crucial in case of Multinational Companies, Overseas Investors and Foreign Entrepreneurs that desire to use Indian soil for establishing and/or expanding their business presence in Asian region.

Generally speaking, the procedure of Trademark Registration in India confirms to the international standards and India is a party to prominent International Conventions and Treaties related thereto, except Madrid Protocol. However there are certain allied technical aspects which if taken care off in professional manner and under customised guidance of proper IP Law Firm / expert Trade Mark Attorney would help brand owners to save their money and time invested in getting their trademarks registered in India and, further help them to curtail consequent infringement / passing off claims.

These facets have further got relevance in view of various technological initiatives of Indian Trademark Office such as facility of Free and portal based Trademark Search, E-filing of applications and responses, Online Application status and other similar facilities.

SOME BASICS OF INDIAN TRADEMARK LAW –

Governing Law – (Indian) Trademarks Act, 1999 read with Trademarks Rules, 2002

What Constitutes Trademark / Brand under Indian Law – Any word / symbol derived from signature, name, device, label, numerals or combination of colors or even sound recording capable of graphic representation, used to create distinctiveness in respect of goods / services of the trademark owner.

Who can be Applicant for Trademark Registration – Any person claiming to be the proprietor of a trade mark used or proposed to be used in India can apply for its registration with Indian Trademark Office. Thus even foreign national / company can hold valid Trademark in India.

Classification System – India follows NICE / International Classification system. And various goods and services can be registered in appropriate class(s) out of the total 45 (Forty Five) classes provided under schedule IV of the Trade Marks Act, 1999. These classes earlier 42 (Forty Two) in No. give an indicative summary of such goods and services and final authority regarding determination of the appropriate class(s) in respect of the goods or services in question lies with Registrar of Trademarks.

Benefits of registering a trade mark in India?

The registration of a trade mark under Trademarks Act, 1999 confers upon the owner / registrant following benefits –

1. Exclusive right to the use / grant the license to use the registered trade mark in Indian Territory or specified part thereof;
2. Create new market for its products;
3. Generate authenticity and trust amongst its consumers regarding origin and quality of its goods or services;
4. Create goodwill and thereby enhance financial worth of registrant entity;
5. Right to expanded legal remedies against infringer.

Details and Documents Required for Trademark Registration process –

Soft copy of the Mark to be Registered in India;
First Use date of the Mark, (required in case, Mark is already in use);
Description of related Goods and Services;
Complete details of Applicant

In case of Applicant being an Artificial Entity –

– Name of the entity / Company,
– Communication Address,
– Name and designation authorised to sign required documents.

In case of Applicant being a Natural Person –

– Name of the Applicant,
– Father’s / Husband’s Name,
– Communication Address.

Execution of Board Resolution (if applicant is an Artificial Entity) and Power of Attorney which shall further be required to be notarized and consularised in the home country.

Registration Stages –

The involved procedure of Trademark Registration in India requires an Attorney to possess practical knowledge of the involved steps so that the Applicant does not waste their valuable money and time in proceedings that might be unwarranted in view of its specific trademark or related goods and services. These registration steps are as follows –

1. Filing of Trademark Registration Application in requisite manner,
2. Issuance of acknowledgment by the Trademark Registry with Application No.,
3. Issuance of Examiner’s Report by the Trademark Registry,
4. Filing of Reply to Examiner’s Report on behalf of Applicant,
5. Arranging publication of Trademark in official Trademark Journal, either as Accepted or as Advertised before Acceptance,
6. Replying to third party objections in case any received in a particular case,
7. Attending personal hearing at Trademark Registry for explain applicant’s case,
8. Dispatch of Trademark registration Certificate,
9. Advising Registrant with Renewal Date and related formalities,
10. Ensuring exclusive Trademark exploitation by Registrant through Trademark watch services.

Registration Time Frame – The effective time taken by Indian Trademark office varies between 24 to 48 months, depending upon presence of objections or third party opposition in a particular case. In case of straight forward application or through proper professional handling of registration process, this time frame can be reduced to 18 to 24 months.